Capstone Holding Corp.
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
The company reported in a Form 8-K (Item 3.01) filed on 09 Jan 2026 that its stock exchange notified it of not meeting a continued-listing rule. Continued non-compliance can lead to delisting.
More details →Past financial statements no longer reliable (8-K Item 4.02)
The company stated in a Form 8-K (Item 4.02) filed on 12 Aug 2026 that previously issued financial statements should no longer be relied upon. This usually leads to a restatement of past results.
More details →Annual report filed late (NT 10-K)
The company filed Form NT 10-K with the SEC on 31 Mar 2026, notifying investors that its annual report would be late. A late annual report can point to accounting or audit problems, though the reason is sometimes routine.
More details →Quarterly report filed late (NT 10-Q)
The company filed Form NT 10-Q with the SEC on 15 May 2026, notifying investors that its quarterly report would be late. Late filings can point to accounting or business problems, though the reason is sometimes routine.
More details →Quarterly report filed late (NT 10-Q)
The company filed Form NT 10-Q with the SEC on 14 Nov 2025, notifying investors that its quarterly report would be late. Late filings can point to accounting or business problems, though the reason is sometimes routine.
More details →Pledge-related SEC filings found
Found 8 SEC Form 4 filing(s) mentioning 'pledged' for this company's insiders. No exact percentage is available from this source (unlike India's BSE disclosures) — this flags that pledge-related activity exists and is worth reviewing directly on SEC EDGAR, not a computed magnitude.
More details →Capstone Holding Corp. — Overview & Financial Snapshot
Capstone Holding Corp. (NasdaqCM: CAPS) is a Basic Materials company, ranked #4,294 of 6,774 companies globally and #2,109 of 4,000 in United States on PositoAI, with a Positivity Score of 19,660. Its market capitalisation is ₹21.42 Cr ($2.27M), P/E ratio is -0.0 and P/B ratio is 0.18. It currently has 1 active red flag (PosiRed) and 5 yellow flags (PosiYellow, 10/10 points) on record.
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