Flag history — Netcapital Inc.
PosiRed · red flags regulatory actions, bankruptcy & delisting
6
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
6
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
6
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
6
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
6
Stock exchange listing-rule deficiency notice (8-K Item 3.01)
PosiYellow · yellow flags stress signals
PosiYellow (yellow flags) are stress signals, such as a promoter share pledge (India) or, for US companies, an insider share pledge, a late filing, an auditor change or a restatement reported to the SEC. They are not legal findings. Points run from 1 to 10. What are PosiRed and PosiYellow? →
6
Past financial statements no longer reliable (8-K Item 4.02)
4
Annual report filed late (NT 10-K)
2
Change of auditor (8-K Item 4.01)
2
Change of auditor (8-K Item 4.01)
2